Invested Better
Unclaimed

Unclaimed

Unclaimed

Helen Hye min Yoon

SPC Capital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Helen? Claim Your Profile

About Helen Hye min Yoon

Helen Hye min Yoon is a licensed securities professional with over a decade of experience in the financial services industry. Helen has held various positions at prominent institutions such as Deutsche Bank Securities Inc. and Citigroup Global Markets Inc., and is currently registered with SPC Capital Markets LLC. Her expertise spans investment banking, securities trading, and advisory services. Helen is dedicated to providing clients with comprehensive financial guidance and solutions.

Firm Information

Helen Yoon is currently registered with SPC Capital Markets LLC. SPC Capital Markets LLC is a Limited Liability Company that was formed on May 10, 2019. The firm is registered in Connecticut, Florida, and New York, and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Helen Yoon’s Registration & Firm History

CT

02/04/2020 - Present

SPC Capital Markets LLC (Greenwich CT)

NY

11/04/2013 - 05/04/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

11/21/2002 - 09/09/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

Not sure if Helen Hye min Yoon is right for you?

Licenses & Designations

BC

Issued 01/02/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 11/04/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Helen Hye min Yoon.
Not sure if Helen Hye min Yoon is right for you?