Unclaimed
Helen Hye min Yoon is a licensed securities professional with over a decade of experience in the financial services industry. Helen has held various positions at prominent institutions such as Deutsche Bank Securities Inc. and Citigroup Global Markets Inc., and is currently registered with SPC Capital Markets LLC. Her expertise spans investment banking, securities trading, and advisory services. Helen is dedicated to providing clients with comprehensive financial guidance and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/04/2020 - Present
SPC Capital Markets LLC (Greenwich CT)
NY
11/04/2013 - 05/04/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/21/2002 - 09/09/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 01/02/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Helen Yoon is the right advisor for you? Invested Better is here to help.