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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen Hui Zhou is an investment advisor representative with Cetera Investment Advisers LLC. Helen has been in the securities industry for over 19 years and holds licenses to provide investment advice in California. Helen has experience working at a number of financial institutions including Wells Fargo Advisors, LLC, U.S. BANCORP INVESTMENTS, INC. and Merrill Lynch. Helen holds FINRA Series 7, 9, 10 and 66 registrations. Helen currently works at the Pasadena, California branch office of Cetera Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/13/2018 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
03/05/2013 - 06/25/2018
U.S. BANCORP INVESTMENTS, INC. (SAN FRANCISCO CA)
CA
01/03/2011 - 07/18/2012
WELLS FARGO ADVISORS, LLC (SAN JOSE CA)
CA
07/27/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN JOSE CA)
CA
05/29/2007 - 06/29/2007
CITIGROUP GLOBAL MARKETS INC. (THOUSAND OAKS CA)
CA
10/14/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (THOUSAND OAKS CA)
NY
11/21/2003 - 09/28/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/12/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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