Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen Hallock is a registered representative with Citigroup Global Markets Inc. Helen has been in the industry since October 23, 2002. Helen has a Series 66 and Series 7 license, and specializes in investments in various categories including options, mutual funds, fixed income, and retirement planning. Helen also holds the Securities Industry Essentials Examination certification. Prior to joining Citigroup Global Markets Inc., Helen worked at Citigroup Investment Services, Barclays Capital Inc. and UBS Warburg LLC. Helen is located in New York, NY. Citigroup Global Markets Inc. is an investment firm providing investment advice to individual and institutional clients. The firm manages more than $50 billion in assets, and has a large team of investment professionals. Helen is a valuable addition to the team at Citigroup Global Markets Inc., bringing years of experience and expertise to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/29/2007 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
07/02/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
07/16/2001 - 07/31/2002
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/22/2000 - 07/16/2001
UBS WARBURG LLC (NEW YORK NY)
BOTH
Issued 12/07/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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