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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen Zhao is a financial advisor with over 10 years of experience in the industry. She currently works at Morgan Stanley, specializing in providing financial planning and portfolio management services. Helen Zhao has a strong track record of working with high-net-worth individuals, corporations, and charitable organizations. Helen Zhao is also a Certified Financial Planner and a Chartered Financial Analyst. She holds a Series 66, 7, and SIE licenses. In addition to working with Morgan Stanley, Helen Zhao also teaches financial planning at UCLA extension.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
12/16/2020 - Present
Morgan Stanley (Woodland Hills CA)
CA
09/30/2016 - 11/04/2020
WELLS FARGO CLEARING SERVICES, LLC (MARINA DEL REY CA)
CA
09/27/2013 - 10/25/2016
MORGAN STANLEY (BEVERLY HILLS CA)
NY
06/01/2009 - 08/16/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
07/04/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 10/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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