Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen Yang is a financial advisor with over 15 years of experience in the financial services industry. Helen holds multiple licenses and professional designations, including Series 7, Series 66, Series 24, Series 4, Series 9, Series 10, and Series 52TO. Helen is currently employed by Thrivent Investment Management Inc. Helen has previously worked for a variety of firms, including Avantax Investment Services, Inc., HD Vest Investment Services, Cetera Advisor Networks LLC, and Charles Schwab & Co., Inc. Helen specializes in providing financial planning and portfolio management services to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
12/21/2022 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
CA
05/19/2022 - 06/16/2022
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
TX
05/28/2020 - 05/06/2021
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
TX
02/14/2019 - 05/27/2020
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
02/09/2017 - 02/06/2019
HD VEST INVESTMENT SERVICES (Irving TX)
TX
08/19/2016 - 11/08/2016
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
10/23/2009 - 05/02/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
11/05/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
TX
01/27/2006 - 11/08/2007
TD AMERITRADE, INC. (FORT WORTH TX)
NE
09/30/2005 - 01/30/2006
AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 11/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/28/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/16/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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