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Helen H Nugent

BNY Mellon Securities Corp.

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About Helen H Nugent

Helen Nugent is a financial professional with over 11 years of experience in the financial industry. She currently works as a Registered Representative for BNY Mellon Securities Corp. in Atlanta, Georgia. Helen has a broad range of experience in the industry, having previously worked as a Registered Representative for NORTHERN TRUST SECURITIES, INC. in Atlanta. Helen has passed several exams including the Series 7, Series 24, and Series 66. She has a deep understanding of the financial markets and can provide her clients with a wide range of investment services.

Firm Information

Helen Nugent is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Helen Nugent’s Registration & Firm History

GA

06/20/2019 - Present

BNY Mellon Securities Corp. (ATLANTA GA)

GA

03/13/2002 - 08/05/2013

NORTHERN TRUST SECURITIES, INC. (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 09/03/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/11/2005

Series 24 - General Securities Principal Examination

BC

Issued 03/12/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Helen H Nugent.
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