Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen Balch is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Chicago. She has been in the financial services industry since 1987 and has experience in providing investment advice and services to a variety of clients, including individuals, businesses, and institutions. Helen is a Registered Representative (RA) with the Financial Industry Regulatory Authority (FINRA) and is also a Registered Investment Advisor (IA). Helen's areas of expertise include financial planning, retirement planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/12/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
10/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
06/04/1998 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
CT
04/27/1994 - 05/29/1998
ABN AMRO INCORPORATED (STAMFORD CT)
IL
02/01/1994 - 04/26/1994
ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
11/15/1991 - 11/30/1993
RODMAN & RENSHAW INC. (CHICAGO IL)
MA
10/22/1986 - 07/12/1991
TUCKER ANTHONY INCORPORATED (BOSTON MA)
IA
Issued 08/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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