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Helen Elisabeth Cook

Fidelity Brokerage Services LLC

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About Helen Elisabeth Cook

Helen Elisabeth Cook is a financial professional registered with Fidelity Brokerage Services LLC. Helen has a strong background in the securities industry with over 25 years of experience. Helen has passed the Series 6, Series 7TO, Series 63 and SIE exams. Helen is registered with the state of Rhode Island and 52 other states.

Firm Information

Helen Cook is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Helen Cook’s Registration & Firm History

RI

01/19/2024 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

11/25/1997 - 11/13/2003

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 01/31/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/19/2024

Series 7TO - General Securities Representative Examination

BC

Issued 11/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Helen Elisabeth Cook.
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