Unclaimed
Helen Elisabeth Cook is a financial professional registered with Fidelity Brokerage Services LLC. Helen has a strong background in the securities industry with over 25 years of experience. Helen has passed the Series 6, Series 7TO, Series 63 and SIE exams. Helen is registered with the state of Rhode Island and 52 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
01/19/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
11/25/1997 - 11/13/2003
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 01/31/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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