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Helen Dao

Stirlingshire Investments

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About Helen Dao

Helen Dao is a financial advisor at Stirlingshire Investments. Helen has been in the financial industry since October 2006. She has a wide range of experience in the financial industry and is a Certified Financial Planner. Helen has worked with various firms over the years including VSR Financial Services, Inc., Signator Investors, Inc., Thrivent Investment Management Inc., USAA Financial Advisors, Inc., and USAA Investment Management Company. Helen is registered with the state of Texas and is currently active in the broker-dealer and investment advisor business.

Firm Information

Helen Dao is currently registered with Stirlingshire Investments. Stirlingshire Investments is a financial advisor headquartered in NEW YORK, NY. They provide financial planning, educational seminars, selection of other advisors, and portfolio management for individuals. The firm has 29 investment advisor representatives and manages approximately $69,214,156 in assets for 371 clients, primarily individuals other than high-net-worth clients.
Stirlingshire Investments

15 W 38TH ST.

NEW YORK, NY 10018

$69.21M

Assets Under Management

264

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Helen Dao’s Registration & Firm History

NY

11/20/2024 - Present

Stirlingshire Investments (NEW YORK NY)

TX

06/22/2012 - 12/31/2012

VSR FINANCIAL SERVICES, INC. (BOERNE TX)

TX

05/10/2011 - 06/28/2012

SIGNATOR INVESTORS, INC. (SAN ANTONIO TX)

TX

04/17/2009 - 05/05/2011

THRIVENT INVESTMENT MANAGEMENT INC. (HOUSTON TX)

TX

10/01/2007 - 02/26/2009

USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)

TX

10/01/2007 - 12/31/2007

USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)

TX

06/26/2006 - 08/09/2007

AMERIPRISE FINANCIAL SERVICES, INC. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 09/05/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Helen Dao.
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