Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen Vollmer is a financial advisor with UBS Financial Services Inc. based in SAN FRANCISCO, CA. Helen has been in the industry since 1994. She has experience with several firms including MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., CREDIT SUISSE SECURITIES (USA) LLC, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, ING BARING FURMAN SELZ LLC, and CITICORP INVESTMENT SERVICES. Helen is registered to offer advisory services in 14 states. She holds Series 63, 65, 7 and SIE licenses. Helen is also a trustee of the William T. Brown Estate.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/24/2022 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
CA
06/01/2009 - 12/11/2012
MORGAN STANLEY (SAN FRANCISCO CA)
CA
08/07/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
12/20/2000 - 09/04/2007
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NJ
10/09/1998 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
07/02/1996 - 06/29/1999
ING BARING FURMAN SELZ LLC (NEW YORK NY)
NY
10/12/1994 - 04/16/1996
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 03/31/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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