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Helane Renee Becker

TD Securities (usa) LLC

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About Helane Renee Becker

Helane Renee Becker is a financial advisor based in New York, NY with over 40 years of experience in the financial services industry. Currently, Helane is a registered representative with TD Securities (usa) LLC, a role she has held since March 5, 2024. Previously, Helane worked at Cowen and Company, Cowen Securities LLC, Jesup & Lamont Securities Corp, Capstone Investments, Citigroup Global Markets Inc, The Benchmark Company, LLC, The Buckingham Research Group Incorporated, Smith Barney Inc, Lehman Brothers Inc, Prudential-Bache Securities Inc, Drexel Burnham Lambert Incorporated, E. F. Hutton & Company Inc, and Donaldson, Lufkin & Jenrette Securities Corporation.

Firm Information

Helane Becker is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Helane Becker’s Registration & Firm History

NY

03/05/2024 - Present

TD Securities (usa) LLC (New York NY)

NY

05/17/2013 - 04/08/2024

COWEN AND COMPANY (NEW YORK NY)

NY

07/02/2010 - 05/29/2013

COWEN SECURITIES LLC (NEW YORK NY)

NY

10/30/2008 - 07/08/2010

JESUP & LAMONT SECURITIES CORP (NEW YORK NY)

CA

08/01/2008 - 10/28/2008

CAPSTONE INVESTMENTS (SAN DIEGO CA)

NY

02/15/2007 - 08/14/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/19/2003 - 02/15/2007

THE BENCHMARK COMPANY, LLC (NEW YORK NY)

NY

02/26/1998 - 05/19/2003

THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)

NY

02/21/1995 - 12/17/1997

SMITH BARNEY INC. (NEW YORK NY)

NY

08/12/1987 - 08/08/1994

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

12/21/1982 - 12/13/1988

PRUDENTIAL-BACHE SECURITIES INC.

NA

02/19/1986 - 08/26/1987

DREXEL BURNHAM LAMBERT INCORPORATED

NA

01/25/1982 - 02/14/1983

E. F. HUTTON & COMPANY INC

NA

10/24/1979 - 01/03/1982

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 10/13/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/23/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/20/1979

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Helane Renee Becker.
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