Unclaimed
Helane Renee Becker is a financial advisor based in New York, NY with over 40 years of experience in the financial services industry. Currently, Helane is a registered representative with TD Securities (usa) LLC, a role she has held since March 5, 2024. Previously, Helane worked at Cowen and Company, Cowen Securities LLC, Jesup & Lamont Securities Corp, Capstone Investments, Citigroup Global Markets Inc, The Benchmark Company, LLC, The Buckingham Research Group Incorporated, Smith Barney Inc, Lehman Brothers Inc, Prudential-Bache Securities Inc, Drexel Burnham Lambert Incorporated, E. F. Hutton & Company Inc, and Donaldson, Lufkin & Jenrette Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/05/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
05/17/2013 - 04/08/2024
COWEN AND COMPANY (NEW YORK NY)
NY
07/02/2010 - 05/29/2013
COWEN SECURITIES LLC (NEW YORK NY)
NY
10/30/2008 - 07/08/2010
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
CA
08/01/2008 - 10/28/2008
CAPSTONE INVESTMENTS (SAN DIEGO CA)
NY
02/15/2007 - 08/14/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/19/2003 - 02/15/2007
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
NY
02/26/1998 - 05/19/2003
THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)
NY
02/21/1995 - 12/17/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
08/12/1987 - 08/08/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/21/1982 - 12/13/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
02/19/1986 - 08/26/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/25/1982 - 02/14/1983
E. F. HUTTON & COMPANY INC
NA
10/24/1979 - 01/03/1982
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
BC
Issued 10/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/23/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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