Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helan? Claim Your ProfileHelan Kim is a financial advisor who has been in the industry since April 1997. Helan currently works for Citigroup Global Markets Inc. in Denver, Colorado. Helan has a wide range of experience in the financial services industry and holds licenses to conduct business in multiple states. Helan is also licensed to provide investment advice and has a Series 65 license to provide investment advice to clients. Helan has worked for two firms in their career, and also worked for Citigroup Investment Services before joining Citigroup Global Markets Inc. Helan Kim is an active advisor and is registered in many states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/13/2014 - Present
Citigroup Global Markets Inc. (DENVER CO)
CO
04/18/1997 - 05/29/2007
CITICORP INVESTMENT SERVICES (DENVER CO)
IA
Issued 03/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/19/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 04/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Helan Kim is the right advisor for you? Invested Better is here to help.
