Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heitor? Claim Your ProfileHeitor Caballero is a financial advisor with J.P. Morgan Securities LLC, registered with both FINRA and the SEC. Heitor has been in the securities industry since August 2019. Heitor holds multiple industry licenses, including Series 7, Series 63, and Series 65. Heitor has been affiliated with J.P. Morgan Securities LLC since August 2024. Before joining J.P. Morgan Securities LLC, Heitor was a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated and New York Life Securities LLC. Heitor specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and corporations. Heitor is also a music director at Our Lady of Mt. Carmel Parish.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CT
08/22/2024 - Present
J.p. Morgan Securities LLC (HARTFORD CT)
CT
06/28/2022 - 08/08/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
NY
05/29/2019 - 04/25/2022
NYLIFE SECURITIES LLC (WHITE PLAINS NY)
IA
Issued 04/30/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/29/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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