Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heidi? Claim Your ProfileHeidi Conrad is a financial professional with over 20 years of experience in the securities industry. Heidi currently works at Rabo Securities USA, Inc. in New York, NY. She is registered with FINRA and holds the Series 7, 24, 27, 57TO, 63, 99TO, and SIE licenses. Prior to joining Rabo Securities USA, Inc., Heidi was a financial professional at FIS Brokerage & Securities Services LLC and Sungard Institutional Brokerage Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/09/2019 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
MO
10/01/2011 - 09/16/2019
FIS BROKERAGE & SECURITIES SERVICES LLC (ST. LOUIS MO)
MO
08/19/2003 - 09/30/2011
SUNGARD INSTITUTIONAL BROKERAGE INC. (ST. LOUIS MO)
BC
Issued 09/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/15/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/22/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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