Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heidi? Claim Your ProfileHeidi Rossy is an experienced financial professional with over 20 years of industry experience. Heidi is currently registered with Charles Schwab & Co., Inc. and TD Ameritrade Clearing, Inc., and has previously held positions with firms such as Scottrade, Inc. and Fidelity Brokerage Services LLC. Heidi holds a variety of licenses including Series 6, 7, 9, 10, 24, and 63. Heidi is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
03/29/2023 - Present
Charles Schwab & CO., Inc. (Westlake TX)
MO
09/19/2017 - 09/10/2018
SCOTTRADE, INC. (ST. LOUIS MO)
TX
11/17/2000 - 07/17/2008
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
RI
11/04/1997 - 11/17/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 12/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/08/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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