Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heidi? Claim Your ProfileHeidi Pui wa Leu is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since 2000. Heidi Leu is also a registered investment advisor. Heidi Leu has passed the Series 63, Series 65, Series 7, and SIE exams. Heidi Leu has been registered in several states including California, Texas, Arizona, Nevada, Illinois, New York, North Carolina, Georgia, Hawaii, Washington, Virginia and the District of Columbia. Heidi Leu was previously employed by MORGAN STANLEY and CITIGROUP GLOBAL MARKETS INC. Heidi Leu has experience working with high-net-worth individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Heidi Leu's specializations include fixed income, mutual funds, equities, options and alternative investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/11/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PASADENA CA)
CA
06/01/2009 - 12/19/2012
MORGAN STANLEY (BREA CA)
CA
05/26/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
IA
Issued 06/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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