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Heidi Porter Mort-green

Roth Capital Partners, LLC

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About Heidi Porter Mort-green

Heidi Mort-green has been in the financial industry since 2004. Currently, Heidi works as a Registered Representative at Roth Capital Partners, LLC. Heidi has a strong background in the industry having worked for firms such as MKM PARTNERS LLC and Wunderlich Securities, Inc.

Firm Information

Heidi Mort-green is currently registered with Roth Capital Partners, LLC. Roth Capital Partners, LLC is a Limited Liability Company formed on January 10, 2001. The firm provides investment advisory services, including distribution of sell-side research reports/corporate access and acting as a solicitor. They have a presence in 52 states and the District of Columbia. Roth Capital Partners, LLC primarily serves investment companies and other investment advisors, with a reported 70 clients in these categories. The firm has disclosed 16 regulatory events and 12 arbitration events.

Not reported

Assets Under Management

Not reported

Total Clients

85

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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(1) distribution of sell-side research reports/corporate access (2) solicitor

(1) distribution of sell-side research reports/corporate access (2) solicitor

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Heidi Mort-green’s Registration & Firm History

CT

01/31/2023 - Present

Roth Capital Partners, LLC (STAMFORD CT)

CT

03/22/2019 - 01/31/2023

MKM PARTNERS LLC (STAMFORD CT)

TN

01/15/2015 - 07/05/2017

WUNDERLICH SECURITIES, INC. (MEMPHIS TN)

TN

06/16/2010 - 07/30/2012

WUNDERLICH SECURITIES, INC. (MEMPHIS TN)

OH

12/17/1999 - 07/03/2008

FERRIS, BAKER WATTS INCORPORATED (CLEVELAND OH)

MD

02/02/1998 - 12/09/1999

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 11/04/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2000

Series 24 - General Securities Principal Examination

BC

Issued 07/05/2017

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2016

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 04/10/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Heidi Porter Mort-green.
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