Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heidi? Claim Your ProfileHeidi Nicole Fausz is a financial professional with over 10 years of experience in the securities industry. Heidi is currently registered with Fidelity Brokerage Services LLC. Previously, Heidi was registered with NATIONAL FINANCIAL SERVICES LLC. Heidi has a broad range of experience in the industry, having held both representative and supervisory roles. Heidi has passed a number of industry exams, including the Series 7, Series 10, Series 9, and SIE exams. Heidi is licensed to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
01/14/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
02/19/2019 - 12/14/2021
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
04/26/2012 - 01/07/2019
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 01/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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