Unclaimed
Heidi Marie Johnson is a registered investment advisor representative with RBC Capital Markets, LLC. Heidi has been in the industry since May 24, 2005. Heidi has a Series 66, Series 10, Series 9, SIE, and Series 7 licenses. Heidi's current registrations are active in Arkansas, Massachusetts, Minnesota, Montana, and Utah. Heidi is a registered investment advisor representative for RBC Capital Markets, LLC in Minnesota. Heidi is also a registered investment advisor representative in the state of Minnesota. Heidi's current employment with RBC Capital Markets, LLC began in March 2008. Heidi also owns rental property and is active in the ownership of the property.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
11/14/2013 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
BOTH
Issued 07/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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