Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heidi? Claim Your ProfileHeidi Roemhildt-kalisch is a financial professional with over 20 years of experience in the industry. Heidi is currently a Registered Representative with Hilltop Securities Inc. and previously worked with Piper Sandler & Co., Piper Jaffray & Co., and U.S. BANCORP PIPER JAFFRAY INC. Heidi holds several industry licenses and designations including Series 7, Series 10, Series 24, Series 63, Series 65 and the SIE. Heidi provides a wide range of financial services to clients including financial planning, portfolio management for individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
MN
12/01/2020 - Present
Hilltop Securities Inc. (St. Paul MN)
MN
03/16/2007 - 08/10/2020
PIPER SANDLER & CO. (MINNEAPOLIS MN)
MN
02/22/2005 - 08/21/2006
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
06/16/1998 - 02/10/2003
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
Issued 12/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/10/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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