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Heidi Lorraine Schmidt

Schwab Wealth Advisory, Inc.

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About Heidi Lorraine Schmidt

Heidi Schmidt is a financial advisor with Schwab Wealth Advisory, Inc. Heidi has been in the financial services industry since 1999 and has a Series 7, Series 10, Series 9, Series 63, and Series 65 licenses. Heidi is also a Certified Financial Planner. Heidi has experience working with USAA Financial Advisors, Inc., USAA Investment Management Company, Edward Jones, and American Express Financial Advisors Inc.

Firm Information

Heidi Schmidt is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Heidi Schmidt’s Registration & Firm History

TX

05/14/2019 - Present

Schwab Wealth Advisory, Inc. (WESTLAKE TX)

TX

08/31/2007 - 04/18/2019

USAA FINANCIAL ADVISORS, INC. (ADDISON TX)

TX

11/24/2004 - 12/31/2007

USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)

MO

09/06/2001 - 01/02/2003

EDWARD JONES (ST. LOUIS MO)

MN

08/25/1999 - 08/29/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/25/1999 - 08/29/2001

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 11/18/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2019

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/14/2019

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Heidi Lorraine Schmidt.
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