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Heidi Kay Erdmann

Northwestern Mutual Investment Services, LLC

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About Heidi Kay Erdmann

Heidi Erdmann is a financial advisor with over 23 years of experience in the industry. Heidi is currently registered with Northwestern Mutual Investment Services, LLC. Heidi has previously been registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, SENTRA SECURITIES CORPORATION, SPELMAN & CO., INC., SUNAMERICA SECURITIES, INC.. Heidi has passed the Series 10, Series 24, Series 63, Series 7, Series 9, SIE exams. Heidi also holds the Series 10, Series 24, Series 9 designation. Heidi specializes in brokerage services, assisting clients with investment strategies and market analysis.

Firm Information

Heidi Erdmann is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 E Wisconsin Ave

Milwaukee, WI 53202

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Heidi Erdmann’s Registration & Firm History

WI

04/28/2016 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

06/06/2002 - 04/28/2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

AZ

04/03/2001 - 03/25/2002

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

AZ

02/02/2002 - 03/20/2002

SPELMAN & CO., INC. (PHOENIX AZ)

AZ

02/01/2002 - 03/20/2002

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

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Licenses & Designations

BC

Issued 2/10/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 9/30/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 5/15/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/19/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/2/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Heidi Kay Erdmann. Review regulatory record here.
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