Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heidi? Claim Your ProfileHeidi Jane Waltman is a financial advisor with over 30 years of experience in the industry. Heidi is currently registered with M&T Securities, Inc. Heidi has held previous positions with Keystone Brokerage, LLC, First Union Brokerage Services, Inc., Liberty Securities Corporation, Independent Financial Securities, Inc., Essex National Securities, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Heidi holds a number of licenses and certifications, including Series 7, Series 24, Series 63, Series 65, Series 79TO, Series 82TO, Series 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
10/07/2000 - Present
M&T Securities, Inc. (BALTIMORE MD)
PA
07/13/1998 - 10/07/2000
KEYSTONE BROKERAGE, LLC (WILLIAMSPORT PA)
NC
05/01/1998 - 06/19/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
07/01/1996 - 05/01/1998
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
06/20/1994 - 07/01/1996
INDEPENDENT FINANCIAL SECURITIES, INC.
CA
03/20/1992 - 06/22/1994
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MN
07/27/1989 - 10/19/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/27/1989 - 10/19/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
02/23/1988 - 06/06/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
IA
Issued 04/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/1992
Series 24 - General Securities Principal Examination
BC
Issued 06/29/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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