Unclaimed
Heidi Herring Scallon is an investment professional who has been in the financial industry since October 14, 2007. Heidi is currently registered with Ares Management Capital Markets LLC. Heidi previously worked at MORGAN STANLEY & CO. LLC. Heidi has been in the financial industry for 16 years and has a strong understanding of the markets. Heidi is licensed to sell securities in 51 states and the District of Columbia. Heidi is a valuable asset to any team.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/21/2019 - Present
Ares Management Capital Markets LLC (Dallas TX)
NY
03/31/2006 - 04/05/2018
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 06/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/26/2006
Series 3 - National Commodity Futures Examination
BC
Issued 03/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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