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Heidi Brook Horwitz-marcus

Capital Client Group, Inc.

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About Heidi Brook Horwitz-marcus

Heidi Horwitz-marcus is a financial professional with over 24 years of experience in the financial services industry. Heidi is currently registered with Capital Client Group, Inc. Heidi has a strong background in the industry having previously worked at Enterprise Fund Distributors, Inc. and Bear, Stearns & Co. Inc. Heidi is licensed to provide financial advice in a number of states. Heidi is committed to providing her clients with personalized financial advice and guidance to help them reach their financial goals.

Firm Information

Heidi Horwitz-marcus is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Heidi Horwitz-marcus’s Registration & Firm History

CA

03/22/2006 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

GA

02/15/2001 - 02/15/2006

ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)

NY

12/05/1997 - 02/15/2001

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NJ

10/21/1997 - 11/25/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 02/20/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/2021

Series 24 - General Securities Principal Examination

BC

Issued 05/02/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heidi Brook Horwitz-marcus.
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