Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heidi? Claim Your ProfileHeidi Angelique Tickle is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Heidi has been in the securities industry since May 2003. Heidi has a wide range of experience and holds numerous licenses and certifications, including Series 63, 65, 66, 7, 9, 10, 14, 24, 31, and 55. Heidi has worked for several firms in the past including CITIGROUP GLOBAL MARKETS INC., CREDIT SUISSE SECURITIES (USA) LLC, SWISS AMERICAN SECURITIES INC., and UBS SECURITIES LLC. Heidi is currently licensed in 53 states and 2 provinces.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
10/17/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Lakewood CO)
MA
02/12/2013 - 04/30/2013
HERMES FUND DISTRIBUTORS LLC (BOSTON MA)
NY
05/05/2011 - 02/14/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/09/2007 - 04/19/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/26/2007 - 01/20/2009
SWISS AMERICAN SECURITIES INC. (NEW YORK NY)
NY
08/21/2003 - 07/19/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/17/2000 - 08/08/2003
UBS SECURITIES LLC (NEW YORK NY)
NJ
11/12/1996 - 12/04/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 09/14/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2007
Series 14 - Compliance Officer Examination
BC
Issued 03/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/13/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/07/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 08/27/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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