Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heekyong? Claim Your ProfileHeekyong Lee is a financial advisor with Fidelity Brokerage Services LLC. Heekyong has been in the financial industry since 2015. Heekyong has a Series 7, Series 63, and SIE license. Heekyong is also registered with the Financial Industry Regulatory Authority (FINRA). Heekyong has previously worked at Ameriprise Financial Services, LLC and Umpqua Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
08/17/2021 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
CA
01/27/2021 - 06/17/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Los Angeles CA)
CA
08/25/2017 - 06/02/2020
UMPQUA INVESTMENTS, INC. (Irvine CA)
BC
Issued 10/05/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/03/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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