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Hee jung Ryoo

Neuberger Berman BD LLC

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About Hee jung Ryoo

Hee jung Ryoo is a financial advisor with Neuberger Berman BD LLC. Hee jung has been in the industry since 2006 and has experience working with Barclays Capital Inc. and Lehman Brothers Inc. Hee jung is registered with both FINRA and the state of New Jersey and New York. Hee jung has a strong background in finance and is a CFA charter holder. Hee jung is committed to providing her clients with the highest level of service and is dedicated to helping them achieve their financial goals. Hee jung is also committed to providing portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, which are managed by Neuberger Berman Investment Advisers LLC.

Firm Information

Hee jung Ryoo is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Hee jung Ryoo’s Registration & Firm History

NY

03/22/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

TX

09/22/2008 - 01/06/2017

BARCLAYS CAPITAL INC. (DALLAS TX)

NY

08/31/2004 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/06/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/13/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/30/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Hee jung Ryoo.
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