Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Ruiz is a financial advisor registered with Fidelity Personal and Workplace Advisors and has been in the industry since October 23, 1999. Ruiz has a broad range of experience having held previous roles at MML Investors Services, LLC, John Hancock Distributors LLC, UBS Financial Services Inc., AIG SunAmerica Capital Services, Inc., and SunAmerica Securities, Inc. Ruiz holds a Series 6, Series 7, and Series 66 license, in addition to the Securities Industry Essentials Examination (SIE). Ruiz is registered to provide investment advice in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (INGLEWOOD CA)
CA
02/09/2007 - 08/17/2011
MML INVESTORS SERVICES, LLC (PASADENA CA)
MA
09/29/2005 - 09/25/2006
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
NJ
05/28/2004 - 08/18/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
07/15/1997 - 10/09/2003
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
AZ
10/14/1996 - 07/15/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 06/02/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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