Unclaimed
Hector Rivera is a financial professional registered with PFS Investments Inc. Hector is located in BELLEROSE, NY. Hector has been in the financial industry for over 1 year and has passed the Series 63, Series 26, Series 6TO, and SIE exams. Hector is currently registered in Connecticut and New York and is actively seeking clients. PFS Investments Inc. is a firm with a large presence across the nation and specializes in portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
08/15/2019 - Present
PFS Investments Inc. (BELLEROSE NY)
BC
Issued 09/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/15/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/20/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Hector Rivera is the right advisor for you? Invested Better is here to help.