Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Manuel Torres is a financial professional with over 10 years of experience in the industry. He is currently registered with DC Advisory and holds the Series 7, 63, 79TO and SIE licenses. Hector has previously worked for several firms including B. RILEY SECURITIES, INC., FOCALPOINT SECURITIES, LLC, VISCOGLIOSI & COMPANY, LLC, J.P. MORGAN CLEARING CORP., and DAK CAPITAL, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
09/15/2022 - Present
DC Advisory (CHICAGO IL)
CA
07/06/2022 - 09/13/2022
B. RILEY SECURITIES, INC. (LOS ANGELES CA)
IL
12/11/2020 - 08/10/2022
FOCALPOINT SECURITIES, LLC (CHICAGO IL)
NY
01/28/2011 - 09/18/2015
VISCOGLIOSI & COMPANY, LLC (NEW YORK NY)
NY
07/07/2010 - 08/09/2010
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NJ
12/10/2008 - 04/05/2010
DAK CAPITAL, LLC (ROCHELLE PARK NJ)
BC
Issued 09/22/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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