Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Manuel Rivera is a financial advisor who has been in the industry since March 4, 2011. Hector is currently registered with Park Avenue Securities LLC, a firm with over 1730 registered representatives and over 1820 employees. Hector offers a variety of financial planning services, including portfolio management for both individuals and businesses. He also provides educational seminars and assists clients with the selection of other advisors. Hector has a strong track record of success in the industry, holding multiple licenses and designations, including the Series 7, 6, 63, and SIE exams as well as the CFP designation. Hector previously worked with Citigroup Global Markets Inc. and HSBC Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/22/2023 - Present
Park Avenue Securities LLC (NEW YORK NY)
NY
05/01/2012 - 02/19/2015
CITIGROUP GLOBAL MARKETS INC. (WHITE PLAINS NY)
NY
02/16/2011 - 04/23/2012
HSBC SECURITIES (USA) INC. (BRONX NY)
BC
Issued 03/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/15/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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