Unclaimed
Hector M. Mitre is a financial professional with over 20 years of experience in the industry. Hector is a registered representative of Northwestern Mutual Investment Services, LLC, and is licensed to offer securities and investment advisory services in 12 states. Hector's professional experience includes investment research, referrals to other advisors, and providing investment advice to a diverse clientele. Hector holds the Series 6, Series 63, and SIE licenses. Hector is committed to providing personalized financial guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
07/11/2003 - Present
Northwestern Mutual Investment Services, LLC (CORAL GABLES FL)
BC
Issued 07/03/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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