Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector M. Amezcua is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., where he has been employed since October 2014. Hector has over 10 years of experience in the financial services industry, and has held prior roles with J.P. Morgan Securities LLC, Chase Investment Services Corp., and Wells Fargo Advisors, LLC. Hector holds a Series 7, Series 66, and SIE licenses. Hector is registered to provide investment advice in Arizona, California, Florida, Nevada, Oregon, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WHITTIER CA)
CA
10/01/2012 - 06/07/2013
J.P. MORGAN SECURITIES LLC (PARAMOUNT CA)
CA
11/21/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PARAMOUNT CA)
CA
01/03/2011 - 11/07/2011
WELLS FARGO ADVISORS, LLC (MONTEBELLO CA)
CA
07/24/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MONTEBELLO CA)
BOTH
Issued 08/04/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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