Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Luis Maldonado is a registered representative with Neuberger Berman BD LLC, a firm that offers investment advisory services. Hector Maldonado has been in the securities industry since 2006. His previous employers include PERSHING LLC, J.P. MORGAN CLEARING CORP., and J.P. MORGAN SECURITIES LLC. He is also a general securities principal and holds the Series 7, Series 99TO, and SIE licenses. Hector Luis Maldonado specializes in investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
11/09/2020 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NJ
09/30/2015 - 03/09/2020
PERSHING LLC (JERSEY CITY NJ)
NY
02/14/2006 - 10/15/2015
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
02/14/2006 - 10/15/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 01/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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