Unclaimed
Hector Junior Brown is a financial professional with over four years of experience in the financial services industry. Hector is registered as a Registered Representative (RR) and Investment Adviser Representative (IAR) with PFS Investments Inc. He holds both Series 63 and Series 65 licenses and has passed the Series 26 and SIE exams. Hector is licensed to offer investment advice and securities products in Alabama, Florida, Maryland, New Jersey, New York, Pennsylvania, Texas, Virginia, and Wisconsin. Hector specializes in providing financial advice and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NJ
05/30/2024 - Present
PFS Investments Inc. (MT HOLLY NJ)
NY
09/21/2020 - 12/31/2021
PFS INVESTMENTS INC. (NEW YORK NY)
IA
Issued 12/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/21/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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