Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Torres is a financial advisor with UBS Financial Services Inc. He has been in the financial services industry since 2002. Hector is registered with FINRA and the state of Texas. Hector has a Series 66, Series 3, and Series 7 license. He provides financial planning, portfolio management, and investment advice to individuals, corporations, and charitable organizations. Hector is also licensed to provide securities and commodity futures advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
01/01/2010 - Present
UBS Financial Services Inc. (SAN ANTONIO TX)
TX
08/24/2007 - 01/01/2010
UBS INTERNATIONAL INC. (SAN ANTONIO TX)
NY
02/03/2005 - 08/16/2007
BANORTE SECURITIES INTERNATIONAL, LTD. (NEW YORK NY)
TX
09/21/1999 - 09/06/2002
MONEX SECURITIES, INC. (HOUSTON TX)
BOTH
Issued 08/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2008
Series 3 - National Commodity Futures Examination
BC
Issued 04/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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