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Hector J Estrada

Allstate Financial Services, LLC

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About Hector J Estrada

Hector Estrada is a financial professional with over a decade of experience in the financial services industry. Hector has held positions with a variety of firms, including Allstate Financial Services, LLC, MML Investors Services, LLC, PFS Investments Inc., and Tullett Prebon Financial Services LLC. Currently, Hector is registered with Allstate Financial Services, LLC and holds Series 7 and Series 63 licenses.

Firm Information

Hector Estrada is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hector Estrada’s Registration & Firm History

NJ

06/14/2024 - Present

Allstate Financial Services, LLC (Little Ferry NJ)

NJ

07/27/2023 - 04/25/2024

MML INVESTORS SERVICES, LLC (Lyndhurst NJ)

NJ

09/26/2019 - 09/30/2022

ALLSTATE FINANCIAL SERVICES, LLC (Little Ferry NJ)

NJ

01/03/2019 - 09/10/2019

PFS INVESTMENTS INC. (SADDLE BROOK NJ)

FL

08/12/2016 - 04/12/2018

ALLSTATE FINANCIAL SERVICES, LLC (DORAL FL)

NY

03/07/2011 - 10/01/2015

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

02/25/2010 - 03/09/2011

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

09/01/2009 - 11/10/2009

NYLIFE SECURITIES LLC (NEW YORK NY)

NY

08/05/2008 - 07/31/2009

AXA ADVISORS, LLC (NEW YORK NY)

NJ

04/25/2008 - 07/10/2008

AMERIPRISE FINANCIAL SERVICES, INC. (SADDLE BROOK NJ)

NJ

01/23/2008 - 03/18/2008

AMERIPRISE FINANCIAL SERVICES, INC. (SADDLE BROOK NJ)

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Licenses & Designations

IA

Issued 10/22/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/26/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Hector J Estrada. Review regulatory record here.
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