Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Ismael Luna is an experienced financial advisor with over a decade of experience in the industry. Hector has held various roles at prominent financial institutions, including J.P. Morgan Securities LLC, Chase Investment Services Corp., The Huntington Investment Company, and Key Investment Services LLC. Currently, Hector is registered with MAI Capital Management, LLC, a leading wealth management firm, and is located in the Houston office. Hector has earned licenses and certifications in the financial industry including the Series 7, Series 6, Series 63, and Series 65 exams. Hector specializes in a variety of financial services, including portfolio management for businesses, individuals, investment companies, and pooled investment vehicles. Hector has a deep understanding of the financial markets and a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
TX
10/22/2024 - Present
MAI Capital Management, LLC (Houston TX)
MN
09/01/2023 - 09/04/2024
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)
TX
06/08/2015 - 08/31/2023
FIDELITY BROKERAGE SERVICES LLC (HOUSTON TX)
OH
09/04/2013 - 06/16/2015
THE HUNTINGTON INVESTMENT COMPANY (KENT OH)
OH
03/19/2013 - 08/29/2013
KEY INVESTMENT SERVICES LLC (CLEVELAND OH)
OH
10/01/2012 - 01/17/2013
J.P. MORGAN SECURITIES LLC (AKRON OH)
OH
08/18/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (AKRON OH)
IA
Issued 07/31/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/15/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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