Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Hugo Bautista is a registered representative with TD Securities (USA) LLC. Hector has been in the securities industry since May 2021. Hector holds a Series 79TO, Series 63, and a SIE license. Hector is currently registered in New York and Texas. Hector is associated with the Houston, TX office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/17/2021 - Present
TD Securities (usa) LLC (HOUSTON TX)
BC
Issued 07/06/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Hector Bautista is the right advisor for you? Invested Better is here to help.
