linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Hector Garza

Mariner Independent

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Hector? Claim Your Profile

About Hector Garza

Hector Garza is a financial advisor with Mariner Independent. Hector has been a registered representative since 2008 and has experience working with individuals, businesses, and charitable organizations. Hector holds a Series 66 and Series 7 licenses, as well as the SIE. Hector is a Certified Financial Planner™ professional and offers financial planning, portfolio management, and other advisory services.

Firm Information

Hector Garza is currently registered with Mariner Independent. Mariner Independent is an independent investment advisor based in Overland Park, KS. The firm manages over $8 billion in assets for a variety of clients including high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Mariner Independent provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. The firm has over 180 investment adviser representatives and 140 licensed agents.
Mariner Independent

5700 W 112TH STREET

OVERLAND PARK, KS 66211

$8.15B

Assets Under Management

128

Total Clients

115

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Hector Garza’s Registration & Firm History

CA

07/18/2017 - Present

Mariner Independent (San Jose CA)

CA

11/24/2010 - 06/30/2014

CUSO FINANCIAL SERVICES, L.P. (REDWOOD CITY CA)

CA

08/05/2009 - 11/17/2010

LPL FINANCIAL CORPORATION (SAN JOSE CA)

CA

01/21/2008 - 03/26/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)

Not sure if Hector Garza is right for you?

Licenses & Designations

BOTH

Issued 02/19/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hector Garza.
Not sure if Hector Garza is right for you?