Unclaimed
Hector G. Marcia is a financial advisor with Fidelity Brokerage Services LLC. Hector Marcia has been in the financial services industry since 2015. Hector Marcia has experience with J.P. MORGAN SECURITIES LLC, TD AMERITRADE, INC., and CHASE INVESTMENT SERVICES CORP.. Hector Marcia is licensed to sell securities in all 50 states and the District of Columbia. Hector Marcia has passed the Series 6, 7TO, 9, 10, 63, and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/17/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
CA
01/07/2019 - 04/20/2021
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
10/01/2012 - 02/16/2016
J.P. MORGAN SECURITIES LLC (SAN DIEGO CA)
TX
08/13/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
IA
Issued 07/12/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/16/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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