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Hector G Anaya

Valic Financial Advisors, Inc.

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About Hector G Anaya

Hector G. Anaya is a financial advisor who has been in the industry since 2008. Hector is currently registered with Valic Financial Advisors, Inc. and has previously worked for J.P. Morgan Securities LLC and Chase Investment Services Corp. Hector offers financial planning, portfolio management for individuals, and selection of other advisors. Hector holds Series 7, 6, 63 and 65 licenses and has a total of 12 years of experience in the financial industry. Hector also holds various designations and specializations, including experience in areas like estate planning and retirement planning.

Firm Information

Hector Anaya is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Hector Anaya’s Registration & Firm History

IL

04/27/2020 - Present

Valic Financial Advisors, Inc. (CHICAGO IL)

IL

10/01/2012 - 09/24/2015

J.P. MORGAN SECURITIES LLC (CHICAGO IL)

IL

05/02/2009 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

IL

07/07/2008 - 05/02/2009

WAMU INVESTMENTS, INC. (CHICAGO IL)

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Licenses & Designations

IA

Issued 03/07/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/21/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2018

Series 7 - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hector G Anaya.
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