Unclaimed
Hector G. Anaya is a financial advisor who has been in the industry since 2008. Hector is currently registered with Valic Financial Advisors, Inc. and has previously worked for J.P. Morgan Securities LLC and Chase Investment Services Corp. Hector offers financial planning, portfolio management for individuals, and selection of other advisors. Hector holds Series 7, 6, 63 and 65 licenses and has a total of 12 years of experience in the financial industry. Hector also holds various designations and specializations, including experience in areas like estate planning and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
04/27/2020 - Present
Valic Financial Advisors, Inc. (CHICAGO IL)
IL
10/01/2012 - 09/24/2015
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
07/07/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (CHICAGO IL)
IA
Issued 03/07/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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