Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Frank Siqueiros is a financial advisor based in SAN DIEGO, CA, with over 20 years of experience in the financial services industry. Hector is currently registered with Cuso Financial Services, LP, as a Registered Representative, and an Investment Advisor Representative. Hector has previously worked with other firms including SORRENTO PACIFIC FINANCIAL, LLC, WESCOM FINANCIAL SERVICES, and WELLS FARGO SECURITIES INC. Hector has a diverse background and has held various roles throughout their career including experience in investment advisory, financial planning, and portfolio management. Hector is committed to helping clients achieve their financial goals through personalized financial advice and tailored investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/23/2018 - Present
Cuso Financial Services, LP (SAN DIEGO CA)
CA
11/24/2014 - 12/26/2017
SORRENTO PACIFIC FINANCIAL, LLC (BENICIA CA)
CA
08/05/2005 - 02/18/2014
WESCOM FINANCIAL SERVICES (SANTA CLARA CA)
NY
10/10/2005 - 11/08/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
01/06/2003 - 10/12/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
05/02/2001 - 10/31/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
04/09/1998 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NE
09/11/1996 - 03/26/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
IA
Issued 08/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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