Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Francisco Munguia romo is an investment advisor representative at IPG Investment Advisors, LLC. Hector has been in the industry since 2008, working in San Diego, CA for Investment Placement Group and later for IPG Investment Advisors, LLC. Hector is registered with FINRA and holds multiple securities licenses including Series 7, 3, 24, 53 and 63. Hector's firm, IPG Investment Advisors, LLC, manages a diverse group of clients including corporations, high-net-worth individuals and pooled investment vehicles. They provide portfolio management services, as well as other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
May select advise on and/or offer private funds and limited partnerships and/or provide family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Family office, service , finder's fees $ 12b1 fees via afflt
1
2
AZ
01/11/2023 - Present
IPG Investment Advisors, LLC (TUCSON AZ)
IA
Issued 05/29/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2013
Series 24 - General Securities Principal Examination
BC
Issued 03/29/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2010
Series 3 - National Commodity Futures Examination
BC
Issued 07/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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