Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Ferran is a financial advisor with Wells Fargo Clearing Services, LLC. Hector has been in the industry since 2012 and has experience in financial planning, portfolio management and investment consulting. Hector has been registered with FINRA since 2011 and is currently registered in Florida and Pennsylvania. Hector is also a Certified Financial Planner. In addition to his work with Wells Fargo Clearing Services, LLC, Hector also owns and manages a rental property.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/15/2022 - Present
Wells Fargo Clearing Services, LLC (HIALEAH GARDENS FL)
FL
09/23/2016 - 12/20/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HIALEAH FL)
FL
08/19/2014 - 09/07/2016
J.P. MORGAN SECURITIES LLC (MIAMI FL)
FL
06/16/2014 - 08/20/2014
WELLS FARGO ADVISORS, LLC (PEMBROKE PINES FL)
FL
10/01/2012 - 02/06/2014
J.P. MORGAN SECURITIES LLC (HIALEAH FL)
FL
11/05/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HIALEAH FL)
BOTH
Issued 12/31/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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