Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Fernandez is a financial advisor with over 23 years of experience in the financial services industry. Hector is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has previously held registrations with Lehman Brothers Inc. and BBVA Bancomer Securities International, Inc. Hector holds the Series 7, 55, 63, and 66 licenses and has been registered in several states including Florida, Texas, California, Colorado, Michigan, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/06/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
11/28/2005 - 09/24/2008
LEHMAN BROTHERS INC. (MIAMI FL)
TX
09/07/1999 - 11/21/2005
BBVA BANCOMER SECURITIES INTERNATIONAL, INC. (HOUSTON TX)
BOTH
Issued 03/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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