Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Enrique Rodriguez is a securities professional with experience in the financial services industry. Hector has held positions at Dealerweb Inc., Credit Agricole Securities (USA) Inc., Wedbush Securities Inc., and E*TRADE Clearing LLC. Hector is currently registered with Dealerweb Inc. and holds the Series 63, SIE and Series 99 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/18/2023 - Present
Dealerweb Inc. (Jersey City NJ)
NY
03/31/2023 - 01/12/2024
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NJ
09/25/2013 - 08/27/2021
WEDBUSH SECURITIES INC. (JERSEY CITY NJ)
NJ
03/28/2012 - 05/10/2013
E*TRADE CLEARING LLC (JERSEY CITY NJ)
BC
Issued 08/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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