Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Efrain Becerra has been in the securities industry since March 25, 2002. Hector is currently registered with Fidelity Brokerage Services LLC. Hector has passed several industry exams including the Series 63, Series 10, Series 9, SIE and Series 7. Hector was previously registered with Fidelity Brokerage Services LLC in Westlake, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
08/31/2016 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
TX
09/19/2000 - 02/24/2015
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 10/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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