Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Crespo is an Investment Advisor Representative at Aegis Capital Corp., a firm registered with FINRA and the SEC. He is also registered with the states of Arizona, California, Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Kansas, Louisiana, Maine, Maryland, Massachusetts, Minnesota, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Puerto Rico, South Carolina, Tennessee, Texas, Vermont, Virginia, Washington, Wisconsin, and Wyoming. Hector has been in the securities industry for over 25 years. He has a Series 63 and Series 66 licenses and holds a Series 24 principal exam. Hector's specializations include Investment Advisory Services, Portfolio Management for Individuals, Businesses, and Pooled Investment Vehicles. Hector is also a licensed life insurance agent for John Hancock and MetLife.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
01/19/2024 - Present
Aegis Capital Corp. (MELVILLE NY)
NY
09/13/2006 - 06/23/2011
NEWBRIDGE SECURITIES CORPORATION (JERICHO NY)
OR
08/09/2002 - 09/12/2006
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
CO
06/23/1998 - 08/12/2002
SCHNEIDER SECURITIES, INC. (DENVER CO)
BOTH
Issued 12/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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